The Securities and Exchange Commission ข่าวประชาสัมพันธ์ “The Securities and Exchange Commission”

Dubuc Motors, Inc., an early stage electric car company developing high end luxury sport vehicles, announced today that it has launched a private investment round under Rule 506(c) of Regulation D promulgated by the Securities and Exchange Commission

The Stock Exchange of Thailand (SET), jointly with The Securities and Exchange Commission (SEC), Association of Thai Securities Companies (ASCO), Association of Investment Management Companies (AIMC) and Thai Listed Companies Association (TLCA), has

SEC Secretary-General Rapee Sucharitakul (seated, 3rd from right) and the Securities and Exchange Commission of Myanmar Chairman U Maung Maung Win (seated, center) signed a Memorandum of Understanding (MOU) for mutual cooperation and exchange of

SEC Secretary-General Rapee Sucharitakul welcomed Mr. U Htay Chunm (7th from right), Commission Member of the Securities and Exchange Commission of Myanmar (SECM), representatives from Yangon Stock Exchange (YSX) and executives from securities firms and

Bangkok Bank Executive Vice-President Sa-Ard Theerarojanawong (4th from left) and members of the Bank's treasury team accepted awards from the Secretary-General of the Securities and Exchange Commission Rapee Sucharitkul (4th from right) during the

SEC Secretary-General Rapee Sucharitakul led the management of the Thai SEC and the Stock Exchange of Thailand to pay a visit to Chairman U Maung Maung Win and the management of the Office of the Securities and Exchange Commission of Myanmar to further

The Stock Exchange of Thailand (SET), The Securities and Exchange Commission (SEC) and Association of Investment Management Companies (AIMC) will organize the first "Thailand-Japan Fund Roadshow", at Tokyo Stock Exchange, Japan on September 16, 2016,

The Securities and Exchange Commission (SEC) is stepping up measures to protect retail investors by supervising the process of cross-selling securities and debt instrument products at bank branches and requiring mutual fund companies to install board

The Securities and Exchange Commission has proposed adding independent members to the Stock Exchange of Thailand's board of governors. Under the SEC's proposal, the SET would have no shareholders, said SEC secretary-general Rapee

Washington D.C., -- The Securities and Exchange Commission today announced that Citigroup Global Markets has agreed to pay a $7 million penalty and admit wrongdoing to settle charges that a computer coding error caused the firm to provide the agency with

The Securities and Exchange Commission (SEC) together with the Stock Exchange of Thailand (SET) and the Thai Listed Companies Association (TLCA) organized a seminar on "Inside Information Management Tips for Listed Company Executives" to update capital

Since late last year there has been a marked increase in the number of cases where directors and executives of listed companies were found guilty and fined by the Securities and Exchange Commission (SEC) for charges relating to asset malpractices.

The Securities and Exchange Commission hosted the ASEAN Capital Markets Forum (ACMF) which 10 member countries approved the five-year ACMF Action Plan (2016 – 2020) in building capacity building for members and to further engage domestic and

The ASEAN Capital Markets Forum (ACMF) today approved the ACMF Annual Implementation Plan 2016 (Annual Plan 2016), which sets out ACMF's immediate priorities for the year, during its 24th meeting hosted by the Securities and Exchange Commission,

The Stock Exchange of Thailand (SET) has signed a memorandum of understanding (MOU) with The Securities and Exchange Commission (SEC) and alliances in Thailand's mutual fund industry. The MOU is aimed at establishing standards across end-to-end processes

The Stock Exchange of Thailand (SET), jointly with The Securities and Exchange Commission (SEC), will launch digital listing services (Digital IPO), enabling all new securities (IPO, IFF, REIT, and ETF) to be listed via electronic system, starting from

The Securities and Exchange Commission (SEC) was awarded an outstanding booth in providing service and advice according to the survey of investors and shareholders participating in the SET in the City 2015 in November last year, by the Stock Exchange of

(from right) Mr. Rapee Sucharitakul, Secretary-General of the Securities and Exchange Commission, Thailand, Mr. Sarjito, Deputy Commissioner of Indonesia Financial Services Authority, Mr. Paul Yuen, Executive Director of Market Conduct Department of

(From left) Rapee Sucharitakul, Secretary-General of the Securities and Exchange Commission, Thailand, Mats Isaksson, Head of Corporate Affairs of the Organisation for Economic Co-operation and Development (OECD) andKesara Manchusree, President of the

Chalee Chantanayingyong (left), Deputy Secretary-General, the Securities and Exchange Commission (SEC) received a carbon neutral certificate from General Surasak Karnjanarat, Minister of Natural Resources and Environment of Thailand. The SEC is

The Securities and Exchange Commission (SEC) in "Join Force to Anti-Corruption 2015: "Active Citizen Against Corruption" with members of Anti-Corruption Organization of Thailand from public and private sectors on September 6, 2015 at the Centara Grand at

The Securities and Exchange Commission (SEC), together with The Stock Exchange of Thailand (SET), Federation of Thai Capital Market Organizations (FETCO), Association of Investment Management Companies (AIMC) and Thai Listed Companies Association, would

Bentley Systems, Incorporated today announced that it has confidentially submitted a draft registration statement with the Securities and Exchange Commission (SEC) to conduct an initial public offering of its Class B common stock. The offering is

Rapee Sucharitakul, Secretary-General of the Securities and Exchange Commission, Thailand (SEC) gave an opening remark at the "2nd Capital Market Auditors" project co-organized by the SEC and the Federation of Accounting Professions under His Majesty The

Vorapol Socatiyanurak, Secretary-General of the Securities and Exchange Commission, Thailand gave an opening speech at the seminar on “CFO in the new financial world” to raise awareness among chief financial officers (CFOs)’ on the

Vorapol Socatiyanurak, Secretary-General of the Securities and Exchange Commission, Thailand (SEC) presided over the opening ceremony of SEC Capital Market Knowledge Center, a comprehensive source of financial and investment information along with

The ASEAN Capital Markets Forum (ACMF) announced that the Securities Commission Malaysia, the Monetary Authority of Singapore (MAS), the Securities and Exchange Commission, Thailand (SEC) and the Singapore Exchange (SGX) have signed a Memorandum of

(from left) Tipsuda Thavaramara, Deputy Secretary-General of the Securities and Exchange Commission of Thailand, Datuk Ranjit Ajit Singh, Chairman of the Securities Commission Malaysia (SC), Lee Boon Ngiap, Assistant Managing Director (Capital Markets)